0001606268-20-000111 3/A 1 20160525 20201112 20201112 Evans Nick W Jr 0001399155 3/A 34 001-36559 201307656 6205 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 Spark Energy, Inc. 0001606268 4931 465453215 DE 1231 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 (713) 600-2600 12140 WICKCHESTER LANE SUITE 100 HOUSTON TX 77079 3/A 1 wf-form3a_160521795972894.xml FORM 3/A FORM 3 OMB APPROVAL UNITED STATES SECURITIES AND EXCHANGE COMMISSION OMB Number: Washington, D.C. 20549 3235-0104 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF Estimated SECURITIES average burden hours per response... 0.5 Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 1. Name and Address of Reporting 2. Date of Event 3. Issuer Name and Ticker or Trading Person * Requiring Symbol Evans Nick W Jr Statement Spark Energy, Inc. [SPKE] (MM/DD/YYYY) 5/25/2016 (Last) (First) (Middle) 4. Relationship of Reporting Person(s) to Issuer (Check 12140 WICKCHESTER LANE, SUITE 100 all applicable) __X__ Director _____ 10% Owner _____ Officer (give title below) _____ Other (specify below) (Street) 5. If Amendment, 6. Individual or Joint/Group HOUSTON, TX 77079 Date Original Filing(Check Applicable Line) (City) (State) (Zip) Filed(MM/DD/YYYY) _X_ Form filed by One Reporting Person 5/27/2016 ___ Form filed by More than One Reporting Person Table I - Non-Derivative Securities Beneficially Owned 1.Title of Security 2. Amount of 3. 4. Nature of Indirect (Instr. 4) Securities Ownership Beneficial Ownership Beneficially Form: (Instr. 5) Owned Direct (Instr. 4) (D) or Indirect (I) (Instr. 5) Class A Common Stock 20827 (1) I By Spouse Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) 1. Title of Derivate Security 2. Date Exercisable 3. Title and Amount 4. 5. 6. Nature of (Instr. 4) and Expiration Date of Securities Conversion Ownership Indirect (MM/DD/YYYY) Underlying or Form of Beneficial Derivative Security Exercise Derivative Ownership (Instr. 4) Price of Security: (Instr. 5) Derivative Direct (D) Security or Indirect (I) Date Expiration Title Amount (Instr. 5) Exercisable Date or Number of Shares Explanation of Responses: (1) These shares were omitted from the reporting person's original Form 3, and also were omitted from subsequent Form 4s filed by the reporting person after his original Form 3 was filed. The shares are shown giving effect to the Issuer's stock split, which occurred on June 16, 2017. Reporting Owners Reporting Owner Name / Address Relationships Director 10% Owner Officer Other Evans Nick W Jr 12140 WICKCHESTER LANE X SUITE 100 HOUSTON, TX 77079 Signatures /s/ Nick W. Evans Jr., by Dominique R. Colvard, Attorney-in-fact 11/12/2020 ** Signature of Reporting Person Date Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 5(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB control number.